Industry Template Industry-Specific

Finance

Deploy AI across trading desks, advisory, and back-office operations with confidence. This template enforces financial regulation compliance out of the box — PII/PAN redaction, trade-talk escalation, and full audit trails aligned to SOX, PCI-DSS, Basel III, MiFID II, and FINRA Rule 3110. Ideal for banks, asset managers, insurance firms, and fintech companies.

Regions

US, EU, Global

Regulations

8 covered

Control Domains

5 domains

Deployment

Regulated SaaS, Financial (Cache Disabled)

Regulations & Standards

SOX PCI-DSS Basel III MiFID II Dodd-Frank FINRA Rule 3110 SEC Reg FD Bank Secrecy Act

Control Domains

Data Privacy
Audit Logging
Financial Compliance
Content Moderation
Data Loss Prevention

Deployment Options

Regulated SaaS
Financial (Cache Disabled)

Get started in 3 steps

1

Explore the template

Click "Explore in Console" to open this template in the Keeptrusts configuration editor.

2

Customize policies

Adjust detection thresholds, escalation rules, and redaction patterns to match your requirements.

3

Deploy to your gateway

Save your configuration and deploy it to any Keeptrusts gateway — cloud, on-prem, or air-gapped.